Tuesday, February 18, 2025
6:00 PM - 8:30 PM
New & Old Friends Reception / Dinner - Healing Garden
6:00 PM - 8:30 PM
Wednesday, February 19, 2025
7:30 AM - 8:15 AM
Morning Nourishment - The Lawn
7:30 AM - 8:15 AM
8:30 AM - 8:45 AM
Opening Comments & Introductions - Ca' d'Zan
8:30 AM - 8:45 AM
8:45 AM - 9:20 AM
Case Study #1 - Wealth Firms and their Compliance departments continually confront a large and growing set of regulations.
8:45 AM - 9:20 AM
9:20 AM - 9:30 AM
Partner Challenge - Advisor360
9:20 AM - 9:30 AM
9:30 AM - 9:40 AM
Community Questions
9:30 AM - 9:40 AM
9:40 AM - 10:15 AM
Case Study #2 - Regulatory focus on revenue sharing arrangements persists.
9:40 AM - 10:15 AM
10:15 AM - 10:25 AM
Partner Challenge - Surge Ventures
10:15 AM - 10:25 AM
10:25 AM - 10:35 AM
Community Questions
10:25 AM - 10:35 AM
10:35 AM - 11:00 AM
Break
10:35 AM - 11:00 AM
11:00 AM - 11:10 AM
Partner Challenge - InvestEdge
11:00 AM - 11:10 AM
11:10 AM - 11:40 AM
Breakout Sessions A #1 - As AI continues to evolve in the wealth management industry, how do you envision AI helping you? OR #2 - #2 - Keeping client-facing employees trained on industry and your firm’s rules and regulations.
11:10 AM - 11:40 AM
11:40 AM - 11:50 AM
Partner Challenge - CapitalROCK
11:40 AM - 11:50 AM
11:50 AM - 12:00 PM
Community Questions
11:50 AM - 12:00 PM
12:00 PM - 1:00 PM
Lunch - The Lawn
12:00 PM - 1:00 PM
1:00 PM - 1:10 PM
Partner Challenge - RegEd
1:00 PM - 1:10 PM
1:10 PM - 1:40 PM
Breakout Sessions B - #1 Cyber Security is front and center or should be. OR #2 Adding Advisors to firms is a great way to grow your firm. However, with new advisors come new products many times.
1:10 PM - 1:40 PM
1:40 PM - 1:50 PM
Community Questions
1:40 PM - 1:50 PM
1:50 PM - 2:25 PM
Case Study #3 - What is the role of Compliance in approving new products or in determining whether existing products should continue to be available to clients?
1:50 PM - 2:25 PM
2:35 PM - 3:00 PM
Break
2:35 PM - 3:00 PM
3:00 PM - 3:30 PM
Breakout Sessions C - #1 As part of your growth initiatives, transitioning new advisors can possess a regulatory challenge for firms. OR #2 - he vision of AI is unlimited.
3:00 PM - 3:30 PM
3:30 PM - 3:45 PM
Beacon Roundtable Wrap Up
3:30 PM - 3:45 PM
6:00 PM - 10:00 PM
Closing Dinner - The Sunset Terrace
6:00 PM - 10:00 PM
Time Zone: (UTC-05:00) Eastern Time (US & Canada) [Change Time Zone]