Breakout Sessions A

#1 - As AI continues to evolve in the wealth management industry, how do you envision AI helping you broaden and fine tune your oversight capabilities. What are your Top 6 sets of functionality where you see AI having the greatest impact? 

OR

#2 - Keeping client-facing employees trained on industry and your firm’s rules and regulations. Do you create the training in-house or use a third party? Different trainings for registered vs non-registered employees? Frequency? Delivery methods? What does a good platform look like? What are your first six steps?