Name
RBC Clearing & Custody
Firm Vision
Our vision is to be a leading provider of clearing and custody services to successful financial services firms like yours. Our strong personal relationships with the firms we serve is the foundation for everything we do. No matter the size or structure of your firm, we deliver the customized clearing, custody and execution services you need. But we go way beyond processing transactions, record keeping and holding your clients’ financial assets to offer innovative technology, best-in-class resources and attentive support to help you run, grow and protect your business.
Firm History
The RBC legacy in the United States stretches back to 1909. Born in the Midwest, our firm has deep roots in the regional securities business. We’ve steadily grown as a result of our culture of service and commitment to integrity. Over this time we’ve become known for our award-winning technology, expansive product offering and exceptional service. Our unique pedigree is matched by the conservative risk management and fiscal responsibility of our parent company: RBC. In history – and in today’s marketplace – we are unlike any other clearing and custody provider.
Firm Leadership
Brett Thorne, President, RBC Clearing & Custody
Noel Stave, Chief Technology Officer, RBC Clearing & Custody
Dustin Aamodt, Chief Operating Officer, RBC Clearing & Custody
Tammy Benson, Director of Marketing and Communications, RBC Clearing & Custody
Aaron Funk, Director of Wealth Strategy, RBC Clearing & Custody
Pete Hancuh, Director of Institutional Services, RBC Clearing & Custody
Mark McKinney, Director of Regulatory Risk, RBC Clearing & Custody
Greg Plifka, Chief Revenue Officer, RBC Clearing & Custody
Noel Stave, Chief Technology Officer, RBC Clearing & Custody
Dustin Aamodt, Chief Operating Officer, RBC Clearing & Custody
Tammy Benson, Director of Marketing and Communications, RBC Clearing & Custody
Aaron Funk, Director of Wealth Strategy, RBC Clearing & Custody
Pete Hancuh, Director of Institutional Services, RBC Clearing & Custody
Mark McKinney, Director of Regulatory Risk, RBC Clearing & Custody
Greg Plifka, Chief Revenue Officer, RBC Clearing & Custody
Products / Services
•Full service clearing and/or execution services and/or custodial services for broker-dealers and registered investment advisors serving retail wealth management and institutional clients.
•Comprehensive wealth management platform, featuring a broad mix of investment products and a wide range of managed accounts, plus credit solutions and professional trustee services.
•Innovative technology solutions only available from RBC, as well as applications from leading FinTech providers.
•Access to wealth management expertise, practice development and marketing resources and experienced trading specialists.
•Comprehensive wealth management platform, featuring a broad mix of investment products and a wide range of managed accounts, plus credit solutions and professional trustee services.
•Innovative technology solutions only available from RBC, as well as applications from leading FinTech providers.
•Access to wealth management expertise, practice development and marketing resources and experienced trading specialists.
Key Roadmap Deliverables
•Helping you make a difference in your business – and your clients financial lives.
•Simplifying, unifying – and elevating – your technology experience by centralizing all applications and information necessary to serve clients into an integrated platform.
•Providing digital capabilities your clients want, including electronic account opening, mobile account information and self-service solutions to help enhance your client relationships.
•Simplifying, unifying – and elevating – your technology experience by centralizing all applications and information necessary to serve clients into an integrated platform.
•Providing digital capabilities your clients want, including electronic account opening, mobile account information and self-service solutions to help enhance your client relationships.
Attendee Partner #1 Picture
Attendee Partner #1 First and Last Names
Craig Gordon
Attendee Partner #1 Phone Number
949-720-8941
Attendee Partner #1 Email
craig.gordon@rbc.com
Attendee Partner #2 Email
craig.gordon@rbc.com
